Consultancy
Compliance
Consultancy
Risk Mitigation, Transparency and Corporate Compliance
In an increasingly regulated business environment, a robust Compliance strategy is essential to reduce operational risks, avoid legal liabilities and protect the organization's reputation.
Our specialized support helps companies comply with regulatory requirements, with a focus on Anti-Money Laundering, Countering the Financing of Terrorism (MLT) and Corruption Prevention.
With experience in the asset management, venture capital and real estatesectors ,we advise on the development of policies, procedures and ongoing monitoring to ensure compliance and risk mitigation.
Compliance
Services
We ensure regulatory compliance through customized solutions for risk mitigation and violation prevention. Our services ensure the implementation and monitoring of effective compliance programs.
Prevention of Money Laundering and Countering the Financing of Terrorism (MLT) & Prevention of Corruption
KYC – Know Your Customer for verifying investors and counterparties:
Identification and document validation
Risk analysis and customer classification (low, medium, high)
Continuous transaction monitoring and data updating
Compliance Programs in BCFT and Obliged Entities
Development of policies and procedures
Definition of risk matrices and internal control
Continuous monitoring and verification of regulatory obligations
Transaction monitoring to identify suspicious activity
Corruption and Related Offenses Risk Prevention Plan (MENAC)
Development and implementation of Policies and Procedures to mitigate risks.
Definition of Risk Matrices adapted to the sector of activity.
Monitoring and tracking the effectiveness of compliance programs.